Regulation and Risk

OUR VIEW

The financial industry faces an increasingly complex global regulatory landscape. How do we stay ahead? By monitoring regulatory reforms and developing risk-resilient technology, so our clients can feel secure no matter what comes their way.

 

Information about key regulatory reforms and initiatives are detailed below


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JULY 2023

Defining Portfolio Resilience: A New Risk Management Framework

Dr. Ashby Monk, Executive and Research Director of Stanford Long-Term Investing, explains portfolio resilience for managing risk, trends for technology investment and steps asset owners could consider when undergoing a technology transformation.


JANUARY 2023

Adopting NAV Oversight and Resiliency Practices Helps Drive Significant Benefits

On the heels of recent regulatory proposals requiring oversight of certain outsourced services, NAV oversight and resilience practices are more important than ever and can deliver significant benefits to clients.

Time for a Reset of the Crypto Opportunity

DECEMBER 2022

Time for a Reset of the Crypto Opportunity

CEO Robin Vince advocates for a smart regulatory framework to unite the traditional and digital asset systems.

Regulatory Insights

 

BNY Mellon is dedicated to supporting clients through complex regulatory changes. Details of some of the key initiatives across the industry are listed below.

LIBOR Transition

Learn more about London Interbank Offered Rate (LIBOR) and the key changes that are happening in the markets with the transition to Alternative Reference Rates.

Consumer Duty

With the Financial Conduct Authority’s (FCA) rules and guidance on the Consumer Duty coming into force on July 31 2023, firms will be required to ensure they always act to deliver good outcomes for retail clients, including increased market transparency and higher and clearer standards of consumer protection across the financial services industry.


T+1 Accelerated Settlement Program

The U.S. Securities and Exchange Commission (SEC) has finalized rule changes to accelerate the settlement cycle to T+1. Read more to stay ahead of the curve.

ISO 20022

As the ISO 20022 standard gains traction across payment and messaging market infrastructures, financial institutions must prepare to adopt the new standard to access the improvements it will bring.


Central Securities Depositories Regulation (CSDR)

CSDR’s primary purpose is to enhance the safety and efficiency of securities settlement across the European Union (EU).

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Ready to grow your business? Speak to our team.